Hearing Notices & Decisions 2005-2007

Banking Regulation

• Notice of Hearing on Proposed Banking Regulation 3 - Home Loan Protection Act
  Hearing Date 03/08/07

Commercial Licensing and Regulation

Health Insurance Regulation

Insurance Regulation

• DBR 08-I-0075 - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
  Solicitation of Public Comment (Due no later than May 21, 2008)
  • Filing - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Effective June 1, 2008
  • Executive Summary - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Effective June 1, 2008
  • Experience Rating - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Effective June 1, 2008
  • Technical Supplement - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Effective June 1, 2008
  • Approval - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Effective June 1, 2008
• DBR 06-I-0169 - Beacon Mutual Insurance Company 2007 NCCI Rate Filing Adoption and Loss Cost Multiplier ("LCM") Filing
  Hearing date 06/27/07
  • Filing - Beacon Mutual Insurance Company 2007 NCCI Rate Filing Adoption and Loss Cost Multiplier ("LCM") Filing
    Effective October 1, 2007
  • Decision and Order - The Beacon Mutual Insurance Company Loss Cost Multiplier Filing
    Adopted 07/13/07
• DBR 06-I-0168 - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
  Hearing date 12/20/06
  • Filing - Rhode Island Workers Compensation Loss Cost Level Change including Loss Adjustment Expense (LAE)
    Effective January 1, 2007
  • Supplement - Rhode Island Workers Compensation Loss Cost Level Change including Loss Adjustment Expense (LAE)
    Effective February 1, 2007
  • Technical Supplement - Rhode Island Workers Compensation Loss Cost Level Change including Loss Adjustment Expense (LAE)
    Effective January 1, 2007
  • Decision and Order - National Council on Compensation Insurance Loss Costs Level Change Workers' Compensation
    Adopted 01/26/07
• DBR 06-I-0034 - The Beacon Mutual Insurance Company Loss Cost Rate Filing
  Hearing date 05/11/06
  • Decision and Order - The Beacon Mutual Insurance Company Loss Cost Rate Filing
    Adopted 05/17/06
• DBR 06-I-0033 - Medical Malpractice Joint Underwriting Association of Rhode Island 2006 Physicians, Surgeons and Dentists Rate Filing
  Hearing date 04/24/06
  • Decision and Order - Medical Malpractice Joint Underwriting Association of Rhode Island 2006 Physicians, Surgeons and Dentists Rate Filing
    Adopted 06/06/06
• DBR 05-I-0175 - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
  Hearing date 11/16/05
  Note: Hearing date continued to 12/14/05 at 10 AM
  • Decision and Order - National Council on Compensation Insurance ("NCCI") Loss Costs and Rating Values Filing
    Adopted 01/05/06
• DBR 05-I-0142 - NORCAL Mutual Insurance Company Medical Malpractice Insurance Physicians and Surgeons Program Rate Filing
  Hearing date 9/27/05
  • Decision and Order - NORCAL Mutual Insurance Company Medical Malpractice Insurance Physicians and Surgeons Program Rate Filing
    Adopted 10/24/05
• DBR 05-I-0111 - ProSelect Insurance Company Individual Medical Professional Liability Program; Hospital/Healthcare Facility Medical Professional Liability Program and Partnership and Corporation Medical Professional Liability Program
  Hearing date 7/26/05
  • Decision and Order - ProSelect Insurance Company Individual Medical Professional Liability Program; Hospital/Healthcare Facility Medical Professional Liability Program and Partnership and Corporation Medical Professional Liability Program
    Adopted 9/23/05
• DBR 05-I-0113 - Medical Malpractice Joint Underwriting Association of Rhode Island Hospital Professional Liability Insurance
  Hearing date 8/15/05
  • Decision and Order - Medical Malpractice Joint Underwriting Association of Rhode Island Hospital Professional Liability Insurance
    Adopted 9/26/05

Racing and Athletics

• DBR 04-R&A-0091 - IN THE MATTER OF BLB INVESTORS, L.L.C., Applicant
  Hearing date 5/24/05
  • Decision and Order - IN THE MATTER OF BLB INVESTORS, L.L.C., Applicant
    Adopted 05/27/05

Securities Regulation

• Consent Agreement - IN THE MATTER OF PICCERELLI, GILSTEIN WEALTH SERVICES, LLC
  Adopted 05/22/07
• Consent Order - IN THE MATTER OF ABNER, HERRMAN & BROCK, LLC
  Adopted 05/11/07
• Consent Agreement - IN THE MATTER OF LINCOLN FINANCIAL ADVISORS CORP.
  Adopted 03/16/07
• Consent Agreement - IN THE MATTER OF MANARIN SECURITIES CORPORATION.
  Adopted 03/07/07
• Consent Agreement - IN THE MATTER OF Authentic Pizza Company dba Pier Pizza Company.
  Adopted 01/31/07
• Consent Order - IN THE MATTER OF WACHOVIA CAPITAL MARKETS, LLC.
  Adopted 01/16/07
• Consent Order - IN THE MATTER OF POND EQUITIES CORP.
  Adopted 01/02/07
• Consent Agreement - IN THE MATTER OF REGAL NAILS FRANCHISE SYSTEMS, LLC.
  Adopted 12/22/06
• Consent Agreement - IN THE MATTER OF JANNEY MONTGOMERY SCOTT LLC.
  Adopted 12/21/06
• Consent Agreement - IN THE MATTER OF SHAREHOLDERS SERVICE GROUP, INC.
  Adopted 09/28/06
• Consent Order - IN THE MATTER OF: MICHAEL J. PALAZZO Respondent.
  Adopted 09/18/06
• Consent Order Making Findings and Imposing Remedial Sanctions - IN THE MATTER OF Jersey Mike's Franchise Systems, Inc.
  Adopted 09/06/06
• Consent Order Making Findings and Imposing Remedial Sanctions - IN THE MATTER OF Young Oil Corporation. Anthony Young, and Steve Garmon Individually
  Adopted 09/06/06
• Consent Agreement - IN THE MATTER OF MAUCH INVESTMENT SERVICES
  Adopted 08/21/06
• Consent Order Making Findings and Imposing Remedial Sanctions - IN THE MATTER OF FIG Partners, LLC
  Adopted 08/16/06