Central Management

1. Access to Public Records
2. Rules of Procedure for Administrative Hearings
3. Declaratory Rulings and Petitions

Access to Public Records

• Download

Rules for Administrative Hearings

• Download

Banking & Securities Division

Banking:

• Regulation 4 - Credit Union Conversion Act of 2001
• Final Regulation 3 - Home Loan Protection Act
Form 1 - Prohibited Acts and Practices Disclosure Regarding All Home Loans
Form 2 - Prohibited Acts and Practices Disclosure Regarding High-Cost Home Loans
Form 3 - Tangible Net Benefit Disclosure
Form 4 - Rhode Island High-Cost Home Loan Protection Act Disclosure
Form 5 - Consumer Caution and Home Ownership Counseling Notice and Certification
Concise Explanatory Statement
Redlined Version Comparing Adopted Banking Regulation 3 with Proposed Banking Regulation 3

Notification to Licensees Regarding Modification in Business Activity in Rhode Island

Notice Concerning Enactment of the Rhode Island Home Loan Protection Act

• Regulation 1 - Mutual Holding Companies
• Regulation 2 - Mutual Financial Institutions and Mutual Holding Companies Converting to Stock Form of Ownership
• Regulation 98-14.4 - Check Cashing
• Regulation 98-1 - Applications of Regulated Entities
• Regulation 98-2 - Bonds of Officers and Employees
• Regulation 98-5 - Credit Unions
• Regulation 98-9 - Interest on Escrow Accounts
• Regulation 98-14 - Licenses
• Regulation 98-14.1 - Lenders and Loan Brokers
• Regulation 98-214 - Mutual Savings Banks Converting to Stock Form of Ownership (Repealed Effective May 27, 2003)

Securities:

• Download

Board of Accountancy

• Concerning Continuing Professional Education Requirements of Certified Public Accountants and Public Accountants
  Effective date: 12/09/08
• 2004 Computer Based Uniform Certified Public Accountant Examination Regulation
  Effective date: 8/26/03
• Providing for the Conditioning of CPA Candidates
  Effective date: 1/27/94
• For the Fulfillment of the Public Accounting Experience Requirement
  May, 2002
• For the Fulfillment of the Education Requirement
  January, 2001
• Concerning Professional Conduct of Certified Public Accountants and Public Accountants
  Effective date: 9/22/97
  Revised date: 1/16/06
  Amended date: 12/09/08
• For the Consideration and Processing of Complaints
  Effective date: 9/17/97
• Establishing Peer Review Standards
  Effective date: December, 1998

Insurance Division

• 3 Prohibition of Surcharges on Minors
  Effective: 7/1/52
• 9 Credit Life, Accident and Health Insurance
  Effective: 8/4/83
• 10 Automobile Liability Companies: Uninsured and Underinsured Motorist Coverage; Rates for Property Damage Caused by Collision
  Effective: 11/19/86
• 11 Surplus Line Brokers
  Effective: 12/15/08
• 12 Suitability in Annuity Transactions
  Effective: 2/1/06
• 13 Unfair Life, Accident and Health Claims Settlement Practices
  Effective: 11/23/05
• 15 Basic Property Insurance Inspection and Placement Program
  Effective: 4/15/09
• 16 Automobile Insurance Policies; Cancellation and Renewal Provisions
  Effective: 3/31/06
• 17 Insurance Holding Company Systems
  Effective: 5/13/93
• 18 Rule Permitting the Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
  Effective: 2/14/07
• 20 Consent-to-Rate Filing
  Effective: 4/15/09
• 21 Medical Malpractice Joint Underwriting Association
  Effective: 08/14/07
• 23 Minimum Standards of Health Benefit Plans
  Effective: 7/7/98
• 25 Automobile Insurance Rating
  Effective: 11/23/09
• 27 Life Insurance Disclosure
  Effective: 2/20/06
• 29 Life Insurance and Annuities Replacement
  Effective: 7/25/07
• 30 Standards for Foreign Insurance Company Licensing
  Effective: 6/24/02
• 31 Municipal Liens on Fire Insurance Proceeds
  Effective: 9/8/87
• 32 Insurance Statistical Data
  Effective: 1/1/84
• 33 Worker Compensation Group Self-Insurance
  Effective: 12/11/95
• 36 Insurance Producer Pre-Licensing Education Requirements for Residents
  Effective: 1/1/07
• 38 Commercial Insurance Cancellation, Non-Renewal and Premium or Coverage Changes
  Effective: 12/3/09
• 39 Rate Hearing Procedures on Property and Casualty and Workers' Compensation Insurance Filings
  Effective: 11/2/05
• 40 Continuing Education for Insurance Producers
  Effective: 9/14/09
• 41 Annuity Disclosure
  Effective: 9/30/09
• 42 Motor Vehicle Damage Appraisers
  Effective: 2/26/09
• 43 Insurance Claim Adjusters
  Effective: 6/3/08
• 44 Long-Term Care Insurance
  Effective: 6/10/08
• 48 Group Insurance Coordination of Benefits
  Effective: 10/1/90
• 52 Advertisements of Life Insurance and Annuities
  Effective: 9/30/09
• 53 Automobile Insurance Minimum Liability Coverage Limits
  Effective: 7/1/92
• 54 Worker's Compensation Annual Report
  Effective: 1/1/93
• 58 Procedure for Surrender and Non-Renewal of Licenses by Insurers Authorized to Write Insurance in Rhode Island
  Effective: 12/20/94
• 59 Credit for Reinsurance
  Effective: 7/22/96
• 61 Activation of Domestic Insurance Charter
  Effective: 9/23/81
• 62 Automobile Insurance Rating Territories
  Effective: 3/31/06
• 65 Proxies, Consents and Authorizations of Domestic Stock Insurers
  Effective: 2/8/66
• 66 Insider Trading of Domestic Stock Insurance Company Equity Securities
  Effective: 6/16/66
• 67 Market Conduct Record Retention and Production
  Effective: 11/8/07
• 68 Commutation Plans
  Effective: 9/5/04
• 69 Employee Leasing Firm Workers Compensation Self-Insurance
  Effective: 10/19/93
• 70 Insurance Company Licensing Notification Program
  Effective: 4/15/09
• 72 Present Value of Permanent Total Disability Worker's Compensation Reserves
  Effective: 11/11/93
• 73 Unfair Property/Casualty Claims Settlement Practices
  Effective: 3/29/99
• 74 Automobile Insurance Annual Report
  Effective: 12/22/93
• 75 Optional Workers' Compensation Deductibles
  Effective: 12/22/93
• 76 Reinspection of Collision Damage Claims
  Effective: 9/8/94
• 77 Pre-Inspection of Private Passenger Motor Vehicles
  Effective: 11/28/04
• 78 Automobile Repairer Certification
  Effective: 4/8/99
• 79 Independent Medical Examination
  Effective: 1/20/94
• 83 Automobile Theft and Insurance Fraud Assessment
  Effective: 9/3/02
• 84 Automobile Insurance Premium Reductions for Anti-Theft Devices
  Effective: 5/25/94
• 85 Modified Guaranteed Annuities
  Effective: 5/5/96
• 86 Minimum Reserve Standards for Individual and Group Health Insurance Contracts
  Effective: 7/23/96
• 87 Annual Audited Financial Reports
  Effective: 4/15/09
• 88 Life and Health Reinsurance Agreements
  Effective: 7/23/96
• 89 Actuarial Opinion and Memorandum Regulation
  Effective: 9/21/04
• 90 Implementation of the Financial Institution Insurance Sales Act
  Effective: 5/13/97
• 91 Alien Insurance CompaniesRhode Island as Port of Entry State
  Effective: 7/28/98
• 93 Valuation of Life Insurance Policies
  Effective: 1/1/00
• 94 Annuity Mortality Table for Use in Determining Reserve Liabilities for Annuities
  Effective: 1/1/00
• 95 Captive Insurance Financial Regulation
  Effective: 12/31/99
• 97 Notice of Material Changes Upon Renewal of Personal Motor Vehicle, Homeowner and Residential Fire Insurance
  Effective: 8/6/08
• 98 Rhode Island Automobile Insurance Plan
  Effective: 5/2/01
• 99 Privacy of Consumer Financial Information
  Effective: 7/1/01
• 100 Privacy of Consumer Health Information
  Effective: 7/1/01
• 101 Insurance Coverage for Lead Poisoning
  Effective: 10/17/05
• 103 Licensing and Renewal Fees
  Effective: 9/14/09
• 104 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
  Effective: 04/14/05
• 107 Standards for Safeguarding Customer Information
  Effective: 9/01/06
• 108 Auto Body Labor Rate Survey
  Effective: 10/02/06
• 109 Military Sales Practices
  Effective: 9/05/07
• 110 Residental Property Insurance - Hurricanes
  Effective: 11/23/09
• 111 Preneed Life Insurance Minimum Standards for Determining Reserve Liabilities and Nonforfeiture Values
  Effective: 1/20/09
• 112 Senior Specifications
  Effective: 5/26/09
• 113 Life Insurance Illustrations
  Effective: 9/30/09

   

  Commercial Licensing & Racing & Athletics Division

Commercial Licensing:

• Auctioneers:
  • Commercial Licensing Regulation 2 - Auctioneers
• Auto:
  • Commercial Licensing Regulation 3 - Automobile Body Shop Storage Rates
  • Commercial Licensing Regulation 4 - Motor Vehicle Body Repair
  • Commercial Licensing Regulation 5 - Motor Vehicle Glass Installation
  • Commercial Licensing Regulation 6 - Auto Wrecking and Salvage Yards
  • Commercial Licensing Regulation 7 - Salvage Vehicle Repair
  • Commercial Licensing Regulation 15 - Automobile Body Shop On-Site Inspection Standards
  • Commercial Licensing Regulation 16 - Motor Vehicle Body Repair Technician Certification
• Liquor:
  • Commercial Licensing Regulation 8 - Liquor Control Administration
  • Commercial Licensing Regulation 14 - Brew on Premises
• Mobile Homes:
  • Commercial Licensing Regulation 9 - Mobile and Manufactured Homes
• Real Estate:
  • Commercial Licensing Regulation 10 - Real Estate Appraisers
  • Commercial Licensing Regulation 11 - Real Estate Brokers and Salespersons
• Unit Pricing:
  • Commercial Licensing Regulation 13 - Unit Pricing

Racing & Athletics:

1. Boxing
2. Greyhound Racing
3. Horse Racing
4. Jai Alai
5. Kick Boxing
6. Simulcast Wagering
7. Wrestling
8. License Applications
   

Related Link:

• http://www.rilin.state.ri.us/statutes/title41