Central Management

1. Access to Public Records
2. Rules of Practice and Procedure in Administrative Hearings Before the Department of Business Regulation
3. Declaratory Rulings and Petitions

Access to Public Records

• Download

Rules for Administrative Hearings

• Download

Banking & Securities Division

Banking:

• Regulation 4 - Credit Union Conversion Act of 2001
• Final Regulation 3 - Home Loan Protection Act
Form 1 - Prohibited Acts and Practices Disclosure Regarding All Home Loans
Form 2 - Prohibited Acts and Practices Disclosure Regarding High-Cost Home Loans
Form 3 - Tangible Net Benefit Disclosure
Form 4 - Rhode Island High-Cost Home Loan Protection Act Disclosure
Form 5 - Consumer Caution and Home Ownership Counseling Notice and Certification
Concise Explanatory Statement
Redlined Version Comparing Adopted Banking Regulation 3 with Proposed Banking Regulation 3

Notification to Licensees Regarding Modification in Business Activity in Rhode Island

Notice Concerning Enactment of the Rhode Island Home Loan Protection Act

• Regulation 1 - Mutual Holding Companies
• Regulation 2 - Mutual Financial Institutions and Mutual Holding Companies Converting to Stock Form of Ownership
• Regulation 98-14.4 - Check Cashing
• Regulation 98-1 - Applications of Regulated Entities
• Regulation 98-2 - Bonds of Officers and Employees
• Regulation 98-5 - Credit Unions
• Regulation 98-9 - Interest on Escrow Accounts
• Regulation 98-14 - Licenses
• Regulation 98-14.1 - Lenders and Loan Brokers
• Regulation 98-214 - Mutual Savings Banks Converting to Stock Form of Ownership (Repealed Effective May 27, 2003)

Securities:

• Download

Board of Accountancy

• 2004 Computer Based Uniform Certified Public Accountant Examination Regulation
  Effective date: 8/26/03
• Providing for the Conditioning of CPA Candidates
  Effective date: 1/27/94
• For the Fulfillment of the Public Accounting Experience Requirement
  May, 2002
• For the Fulfillment of the Education Requirement
  January, 2001
• Concerning Professional Conduct of Certified Public Accountants and Public Accountants
  Effective date: 9/22/97
  Revised date: 1/16/06
• For the Consideration and Processing of Complaints
  Effective date: 9/17/97
• Establishing Peer Review Standards
  Effective date: December, 1998

Insurance Division

• 3 Prohibition of Surcharges on Minors
  Effective: 7/1/52
• 9 Credit Life, Accident and Health Insurance
  Effective: 8/4/83
• 10 Automobile Liability Companies: Uninsured and Underinsured Motorist Coverage; Rates for Property Damage Caused by Collision
  Effective: 11/19/86
• 11 Surplus Line Brokers
  Effective: 1/1/03
• 12 Suitability in Annuity Transactions
  Effective: 2/1/06
• 13 Unfair Life, Accident and Health Claims Settlement Practices
  Effective: 11/23/05
• 15 Basic Property Insurance Inspection and Placement Program
  Effective: 7/01/04
• 16 Automobile Insurance Policies; Cancellation and Renewal Provisions
  Effective: 3/31/06
• 17 Insurance Holding Company Systems
  Effective: 5/13/93
• 18 Rule Permitting the Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
  Effective: 2/14/07
• 20 Consent-to-Rate Filing
  Effective: 11/17/75
• 21 Medical Malpractice Joint Underwriting Association
  Effective: 08/14/07
• 23 Minimum Standards of Health Benefit Plans
  Effective: 7/7/98
• 25 Automobile Insurance Rating
  Effective: 3/11/08
• 27 Life Insurance Disclosure
  Effective: 2/20/06
• 29 Life Insurance and Annuities Replacement
  Effective: 7/25/07
• 30 Standards for Foreign Insurance Company Licensing
  Effective: 6/24/02
• 31 Municipal Liens on Fire Insurance Proceeds
  Effective: 9/8/87
• 32 Insurance Statistical Data
  Effective: 1/1/84
• 33 Worker Compensation Group Self-Insurance
  Effective: 12/11/95
• 36 Insurance Producer Pre-Licensing Education Requirements for Residents
  Effective: 1/1/07
• 38 Commercial Insurance Cancellation, Non-Renewal and Premium or Coverage Changes
  Effective: 3/4/87
• 39 Rate Hearing Procedures on Property and Casualty and Workers' Compensation Insurance Filings
  Effective: 11/2/05
• 40 Continuing Education for Insurance Producers
  Effective: 9/1/08
• 42 Motor Vehicle Damage Appraisers
  Effective: 6/3/08
• 43 Insurance Claim Adjusters
  Effective: 6/3/08
• 44 Long-Term Care Insurance
  Effective: 6/10/08
• 46 Medicare Supplement Insurance Minimum Standards
  Effective: 7/31/05
• 47 Advertisement of Medicare Supplement Insurance
  Effective: 9/11/89
• 48 Group Insurance Coordination of Benefits
  Effective: 10/1/90
• 49 Worker's CompensationRegional and State Data
  Effective: 4/1/91
• 53 Automobile Insurance Minimum Liability Coverage Limits
  Effective: 7/1/92
• 54 Worker's Compensation Annual Report
  Effective: 1/1/93
• 55 Workers' Compensation Residual Risk Market Promulgation
  Effective: 3/25/93
• 56 Workers' Compensation Residual Risk MarketProcedure for Market Surcharge and Discount Programs
  Effective: 1/9/93
• 57 Multiple Employer Welfare Arrangements
  Effective: 2/14/93
• 58 Procedure for Surrender and Non-Renewal of Licenses by Insurers Authorized to Write Insurance in Rhode Island
  Effective: 12/20/94
• 59 Credit for Reinsurance
  Effective: 7/22/96
• 61 Activation of Domestic Insurance Charter
  Effective: 9/23/81
• 62 Automobile Insurance Rating Territories
  Effective: 3/31/06
• 65 Proxies, Consents and Authorizations of Domestic Stock Insurers
  Effective: 2/8/66
• 66 Insider Trading of Domestic Stock Insurance Company Equity Securities
  Effective: 6/16/66
• 67 Market Conduct Record Retention and Production
  Effective: 11/8/07
• 68 Commutation Plans
  Effective: 9/5/04
• 69 Employee Leasing Firm Workers Compensation Self-Insurance
  Effective: 10/19/93
• 70 Insurance Company Licensing Notification Program
  Effective: 8/17/93
• 72 Present Value of Permanent Total Disability Worker's Compensation Reserves
  Effective: 11/11/93
• 73 Unfair Property/Casualty Claims Settlement Practices
  Effective: 3/29/99
• 74 Automobile Insurance Annual Report
  Effective: 12/22/93
• 75 Optional Workers' Compensation Deductibles
  Effective: 12/22/93
• 76 Reinspection of Collision Damage Claims
  Effective: 9/8/94
• 77 Pre-Inspection of Private Passenger Motor Vehicles
  Effective: 11/28/04
• 78 Automobile Repairer Certification
  Effective: 4/8/99
• 79 Independent Medical Examination
  Effective: 1/20/94
• 82 Small Employer Health Insurance Availability
  Effective: 10/20/03
• 83 Automobile Theft and Insurance Fraud Assessment
  Effective: 9/3/02
• 84 Automobile Insurance Premium Reductions for Anti-Theft Devices
  Effective: 5/25/94
• 85 Modified Guaranteed Annuities
  Effective: 5/5/96
• 86 Minimum Reserve Standards for Individual and Group Health Insurance Contracts
  Effective: 7/23/96
• 87 Annual Audited Financial Reports
  Effective: 7/9/02
• 88 Life and Health Reinsurance Agreements
  Effective: 7/23/96
• 89 Actuarial Opinion and Memorandum Regulation
  Effective: 9/21/04
• 90 Implementation of the Financial Institution Insurance Sales Act
  Effective: 5/13/97
• 91 Alien Insurance CompaniesRhode Island as Port of Entry State
  Effective: 7/28/98
• 93 Valuation of Life Insurance Policies
  v1/1/00
• 94 Annuity Mortality Table for Use in Determining Reserve Liabilities for Annuities
  Effective: 1/1/00
• 95 Captive Insurance Financial Regulation
  Effective: 12/31/99
• 97 Notice of Material Changes Upon Renewal of Personal Motor Vehicle, Homeowner and Residential Fire Insurance
  Effective: 8/6/08
• 98 Rhode Island Automobile Insurance Plan
  Effective: 5/2/01
• 99 Privacy of Consumer Financial Information
  Effective: 7/1/01
• 100 Privacy of Consumer Health Information
  Effective: 7/1/01
• 101 Insurance Coverage for Lead Poisoning
  Effective: 10/17/05
• 102 Prompt Claims Processing
  Effective: 10/28/03
  Repealed 1/1/07
• 103 Licensing and Renewal Fees
  Effective: 9/1/08
• 104 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
  Effective: 04/14/05
• 107 Standards for Safeguarding Customer Information
  Effective: 9/01/06
• 108 Auto Body Labor Rate Survey
  Effective: 10/02/06
• 109 Military Sales Practices
  Effective: 9/05/07
• 110 Residental Property Insurance - Hurricanes
  Effective: 4/30/08

   

  Commercial Licensing & Racing & Athletics Division

Commercial Licensing:

• Alarms:
  • Commercial Licensing Regulation 1 - Alarm Agents and Alarm Businesses
• Auctioneers:
  • Commercial Licensing Regulation 2 - Auctioneers
• Auto:
  • Commercial Licensing Regulation 3 - Automobile Body Shop Storage Rates
  • Commercial Licensing Regulation 4 - Motor Vehicle Body Repair
  • Commercial Licensing Regulation 5 - Motor Vehicle Glass Installation
  • Commercial Licensing Regulation 6 - Auto Wrecking and Salvage Yards
  • Commercial Licensing Regulation 7 - Salvage Vehicle Repair
• Liquor:
  • Commercial Licensing Regulation 8 - Liquor Control Administration
• Mobile Homes:
  • Commercial Licensing Regulation 9 - Mobile and Manufactured Homes
• Real Estate:
  • Commercial Licensing Regulation 10 (Emergency Amendment) - Real Estate Appraisers
  Statement of Need for Emergency Amendment of Commercial Licensing Regulation 10 - Real Estate Appraisers
  • Commercial Licensing Regulation 10 - Real Estate Appraisers
  • Commercial Licensing Regulation 11 - Real Estate Brokers and Salespersons
• Travel:
  • Commercial Licensing Regulation 12 - Travel Agencies and Agents
• Unit Pricing:
  • Commercial Licensing Regulation 13 - Unit Pricing

Racing & Athletics:

1. Boxing
2. Greyhound Racing
3. Horse Racing
4. Jai Alai
5. Kick Boxing
6. Simulcast Wagering
7. Wrestling
8. License Applications
   

Related Link:

• http://www.rilin.state.ri.us/statutes/title41